Training

To ensure compliance with Fitness and Probity / Minimum Competency Requirements, employees are expected to complete a minimum amount of Continuous Professional Development on an annual basis.

The Compliance Officer has developed and can provide CPD approved training to firms on the following subjects:

  • The Consumer Protection Code – 2 hours
  • The Financial Services and Pensions Ombudsman – 1 hour
  • Ethics – 1 hour
  • Anti-Money Laundering – 2 hours
  • The Handbook of Prudential Requirements for Investment Intermediaries – 1 hour
  • General Data Protection Regulations – 0.5 hour
Talk to us today!